Disclosure

Last updated: November 1, 2024 | Version: 2.0

1. Regulatory Status

CapitalMind is a SEBI-registered Investment Adviser (Registration No. INA000001398). CapitalMind Portfolio Managers offers Portfolio Management Services under SEBI’s PMS Regulations, 2020.

2. Standard Warning

Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Registration granted by SEBI, and certification from NISM, do not guarantee the performance of the intermediary or provide any assurance of returns to investors.

3. Minimum Investment

As mandated by SEBI, the minimum investment amount for a Portfolio Management Service is ₹50 Lakhs per client.

4. Conflicts of Interest

CapitalMind’s associates and employees may hold positions in securities recommended or held within client portfolios. Any such holdings are governed by our internal code of conduct for prevention of insider trading and are disclosed to clients where material.

5. Fee Disclosure

Fees, including fixed management fees and any performance-linked fees, are disclosed in full in your Portfolio Management Agreement prior to onboarding, along with all applicable exit loads and charges.

6. Performance Reporting

Portfolio performance is reported net of fees using the Time-Weighted Rate of Return (TWRR) methodology, in line with SEBI’s PMS performance reporting norms. Past performance is not indicative of future results.

7. Grievance Redressal

Investor grievances may be lodged with our designated Compliance Officer at compliance@capitalmind.in, or through SEBI’s SCORES platform at scores.sebi.gov.in.

8. Contact

For regulatory queries: compliance@capitalmind.in